Advice Assurance Vetting Officer


Reference #
Closing Date

Banking & Financial Services

Vacancy Type
Work type
  • Maintain advice checking processes and procedures to ensure delivery of high quality service in support of business objectives
  • Work with the Manager Advice Quality Review to maintain an effective monitoring and supervision process through the assessment of advice prior to presentation to customers
  • Identify and properly assess and report all issues during Advice Assurance vetting process
About The Role
Role Location: 55 Collins Street, Melbourne VIC
Role Type: Permanent Full-time
As an Advice Assurance Vetting Officer, you will be reviewing and assessing the quality of advice prior to presentation to our customers to ensure consistency with internal Standards as well as legislative requirements by applying the pre-vet policy and using a similar methodology that is used by the Advice Assurance Officers. Your focus is on financial planners new to ANZ Financial Planning, planners returning from extended leave, planners who require additional support following an audit and those who have gained a new specialist advice accreditation.
The pre-vetting of advice is an important part of our monitoring, supervision and coaching obligations where you will be providing coaching to planners in relation to best practice for the prevention of future compliance issues during post & pre-vet activities and provide comprehensive feedback and relevant reports to planners regarding the vetting Assessment within the required timeframes.
About You
To grow and be successful in this role, you will ideally bring the following:
  • Advanced Diploma in Financial Planning is a prerequisite
  • Strong Financial Planning, Paraplanning or Vetting experience
  • Excellent understanding of Advice Compliance Issues
  • Tech savvy with high-level communication skills, verbal and written. Excellent personal organisation and time management skills, with the ability to prioritise tasks and meet deadlines
About ANZ
At ANZ, everything we do boils down to ‘why’ – our purpose – to shape a world where people and communities thrive. We're just as focused on seeing our people thrive as well as our customers. We'll give you every opportunity to develop your career.
We are responding faster to changing customer requirements, focusing on the things that matter the most, energising our people, eliminating waste and reducing bureaucracy.
A happy workplace is a thriving one. So in order to attract and keep the best talent, and say thanks for the hard work, we make sure all our employees are rewarded.
ANZ recognises the value of an inclusive and diverse work environment. We take pride in the diversity of our people and encourage applications from diverse candidates. Our recruitment decisions are based on the key inherent needs and requirements of each role, and candidates are selected based on their unique strengths and characteristics.
We work flexibly at ANZ. Talk to us and let us know how this role can be flexible for you.
To find out more about working at ANZ or to view other opportunities visit You may apply for this role by visiting ANZ Careers and search for reference number AUS095791.

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